When Mission Wealth closed a major acquisition, they had a hard deadline: 1,200 transitioned accounts needed to be fully processed and compliance-reviewed before any of those clients could be served under the new platform.
Manually, that would have taken weeks. Each account carried a folder of legacy documents — statements, applications, beneficiary designations — that needed to be extracted, reconciled, and logged with a complete audit trail.
With LEA, Mission Wealth processed all 1,200 accounts in one week. Documents were automatically classified and extracted as they were ingested. Every action was logged in a compliance-ready audit trail that satisfied the firm’s internal review team without a single manual step.
The Director of Technology noted that the audit trail was the deciding factor in the procurement decision. Compliance needed confidence before any account could go live — and LEA gave them that confidence at scale.